With the presence of the Securities and Future Commission (SFC) and its extensive codes, guidelines and guidance, securities industry firms are indeed facing various challenges including compliance to code of conduct, fulfillment of competence requirements, engagement in best practices and the need for business transparency.  To conform to industrial standards, it is essential for the securities sector to have a tight control on corporate operations, thereby ensuring that the company is delivering accurate and fair products and services.  Designed specifically for securities businesses, Epicor Financial is a proven international financial solution that delivers accurate, timely and complete information, thereby facilitating business to achieving various regulatory and compliance objectives and other industrial guidelines.